Join a Winning Team!
Through its relationship with CUSO Financial Services, L. P. (CFS) Wescom Financial Services, LLC (WFS) is seeking an Office of Supervisory Jurisdiction (OSJ) Branch Supervisor in Anaheim, CA.
The position will serve as the OSJ Branch Supervisor for WFS as required by FINRA and SEC. The OSJ Branch Supervisor will work closely with the Chief Compliance Officer as well as the registered representatives on all matters on investment and advisory activity, including sales practices, documentation, and member issues. The responsibilities of this position include principal review of new account applications, compliance required forms, representative transactions, and all correspondence to and from representatives. Additional responsibilities include assisting with the administration of the firm’s audit program.
Since 1934 Wescom Credit Union has been dedicated to helping members throughout Southern California build better lives. Wescom Credit Union has over 3 Million in assets and more than 200,000 members. Now with 22 branches, Wescom Credit Union provides essential banking solutions to its members. Like all credit unions, Wescom Credit Union is a non-profit financial cooperative, and their members are their owners. This means their excess earnings benefit each one of our member-owners with such benefits as lower loan rates, higher savings yields, reduced fees, and a robust network of branches and ATMs. To learn more, visit www.wescom.org
CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable 24-year track record of serving the investment needs of credit unions and their members. We are ranked as one of the top broker-dealers in the industry and we work with some of the top financial institutions in the country.